Financial Advisers Get Some Answers on DOL Fiduciary Rule

Financial Advisers Get Some Answers on DOL Fiduciary Rule

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Recap: FAQs and clarification on the DOL Fiduciary from the DOL

Q1. Is every communication with a financial adviser about retirement accounts a fiduciary recommendation?

 

Q2. Do fiduciary investment recommendations include the communications a financial services company has with its own employees in their capacity as employees regarding their job responsibilities merely because the employees may in the ordinary course of their employment provide fiduciary investment advice to plans or IRAs

and so on…

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